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- 61-1-14(1)(a) – Government Securities Exemption
- 61-1-14(1)(b) – Foreign Government Securities Exemption
- 61-1-14(1)(c) – Depository Institution Exemption
- 61-1-14(1)(d) – Public Utility Exemption
- 61-1-14(1)(e) – Exchange Listed Securities Exemption
- 61-1-14(1)(f) – Non-Profit Organization Exemption
- 61-1-14(1)(g) – Employee Benefit Plan Exemption
- 61-1-14(1)(h) – Registered Investment Company Exemption
- 61-1-14(1)(i) – Discretionary Securities Exemption
- 61-1-14(2)(a) – Isolated Transaction Exemption
- 61-1-14(2)(b) – Manual Listing Transactional Exemption
- 61-1-14(2)(c) – Unsolicited Transaction Exemption
- 61-1-14(2)(d) – Underwriter Transactional Exemption
- 61-1-14(2)(e) – Real Estate Transactional Exemption
- 61-1-14(2)(f) – Court Ordered Transactional Exemption
- 61-1-14(2)(g) – Bona Fide Pledgee Transactional Exemption
- 61-1-14(2)(h) – Institutional Investor Transactional Exemption
- 61-1-14(2)(i) – Preorganization Subscription Transactional Exemption
- 61-1-14(2)(j) – Existing Securities Holders Transactional Exemption
- 61-1-14(2)(k) – Red Herring Transactional Exemption
- 61-1-14(2)(l) – Dividend Transactional Exemption
- 61-1-14(2)(m) – Secondary Trading Transactional Exemption
- 61-1-14(2)(n) – Non-Public Offering Transactional Exemption
- 61-1-14(2)(o) – Sale of Condominium or Time Share Transactional Exemption
- 61-1-14(2)(p) – Merger and Reorganization Transactional Exemption
- 61-1-14(2)(q) – Limited Offering Transactional Exemption
- 61-1-14(2)(r) – Commodity Contract Transactional Exemption
- 61-1-14(2)(s) – Fairness Hearing Exemption
- 61-1-14(2)(t) – Judicially Approved Reorganization Exemption
- 61-1-14(2)(u) – Federal Covered Adviser Exemption
- 61-1-14(2)(v) – Discretionary Exemption
- R164-14-21v – Solicitation of Interest Rule Exemption
- R164-14-23v – Foreign Securities – Secondary Trading Rule
- R164-14-24v– Internet Solicitations Rule Exemption
- R164-14-25v– Accredited Investor Rule Exemption
- R164-14-26v– Reorganization Exemption for Transactions Involving Certain Federal Covered Securities
- R164-14-27v – Compensatory Benefit Plan Exemption
- R164-14-2v– MJDS – Secondary Trading Rule Exemption
- R164-4-8 – Cross Border Trading Rule Exemption
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