Open Letters & White Papers

From time to time, the Utah Division of Securities writes a letter that it opens to the Industry for informational purposes. Also, the Division occasionally drafts white papers on various topics. Below are some Open Letters to Industry and White Papers. Note: most of the information contained in these letters and papers are specific in nature and may require discussion with the Division to determine whether they apply to your business.

Open Letters to Industry

Division White Papers

Other Industry Letters