General Contact Information

Hours:
8:00 A.M. to 5:00 P.M.
Monday - Friday
Phone:

801-530-6600

Fax:

801-530-6980

Email:

Mailing Address:

Utah Division of Securities
PO Box 146760
Salt Lake City, UT 84114-6760

Physical Address:

Heber M. Wells Building
160 East 300 South. 2nd Floor
Salt Lake City, Utah 84111

Staff Directory

Division Administration

Jason Sterzer

Division Director


Zoe Gomez-Gonzalez

Administrative Assistant


vacant

Administrative Office Specialist


Karen McMullin

Investor Education Coordinator

Compliance

Ken Barton

Director of Compliance


Chip Lyons

Securities Analyst


Jeff Teichert

Senior Compliance Examiner


Sean Fuller

Compliance Examiner


Tyler Huff

Compliance Examiner


Marc C. Jones

Compliance Examiner

Enforcement

Dave R. Hermansen

Director of Enforcement


Francswai Grayson

Securities Analyst


Liz Blaylock

Senior Enforcement Investigator


Haris Rozajac

Enforcement Investigator


Cidne Orchard

Enforcement Investigator


Aaron R. Burgoyne

Investigative Accountant


Ethan Fey

Enforcement Investigator

Licensing & Registration

Bryan Cowley

Director of Licensing & Registration


Sheila Thomas

Senior Licensing & Registration Examiner


Nathan Summers

Licensing & Registration Examiner


Andrew Stagg

Licensing & Registration Examiner


Nadene Adams

Office Specialist


Michele Black

Office Specialist