General Contact Information

Hours:
8:00 A.M. to 5:00 P.M.
Monday - Friday
Phone:

801-530-6600

Fax:

801-530-6980

Email:

Mailing Address:

Utah Division of Securities
PO Box 146760
Salt Lake City, UT 84114-6760

Physical Address:

Heber M. Wells Building
160 East 300 South. 2nd Floor
Salt Lake City, Utah 84111

Staff Directory

Division Administration

Jason Sterzer

Division Director


Ashlee Buchholz

Administrative Assistant


Vacant

Administrative Office Specialist

Compliance

Ken Barton

Director of Compliance


Chip Lyons

Securities Analyst


Jeff Teichert

Senior Compliance Examiner


Sean Fuller

Compliance Examiner


Norman Herem

Compliance Examiner


Tyler Huff

Compliance Examiner


Brock Jackson

Compliance Examiner


Marc C. Jones

Compliance Examiner

Enforcement

Dave R. Hermansen

Director of Enforcement


Liz Blaylock

Senior Enforcement Investigator


Regan Nelsen

Enforcement Investigator


Zac Nelsen

Enforcement Investigator


Cidne Orchard

Enforcement Investigator


Hunter Richards

Enforcement Investigator


Aaron R. Burgoyne

Investigative Accountant


Ethan Fey

Enforcement Investigator


Tyler Hardman

Securities Analyst

Licensing & Registration

Bryan Cowley

Director of Licensing & Registration


Sheila Thomas

Senior Licensing & Registration Examiner


Nathan Summers

Licensing & Registration Examiner


Andrew Stagg

Licensing & Registration Examiner


Trista Lopez

Corporate Finance Specialist


Michele Black

Office Specialist - Licenses

Communication and Outreach

Francswai Grayson

Director of Communication and Outreach



Zoe Gomez-Gonzalez

Communication and Outreach Specialist