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  4. 61-1-14(1)(h) – Registered Investment Company Exemption

61-1-14(1)(h) – Registered Investment Company Exemption

Exemption

(1) The following securities are exempted from Sections 61-1-7 and 61-1-15:

* * *

(h) a security issued by an investment company that is registered, or that has filed a registration statement, under the Investment Company Act of 1940;

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  • Home
  • Sections
    • Corporate Finance
    • Industry Compliance
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  • Quick Links
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    • Fees
    • Exemption Table
    • News Releases
  • About
    • About Us
    • Contact List
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