DIVISION OF SECURITIES

Protecting Utah Investors Through Education, Regulation, and Action.

We are conducting system maintenance and there will be brief interruptions at 5:00 a.m on Saturday, May 21

Licenses

Industry Compliance

Investor Education

Corporate Finance

Enforcement

Online Database

Securities Library

Check Before You Invest

File a Complaint

Whistleblower Referral

Securities Commission

Securities Firm Vulnerable Adult Reporting

Utah Investor Guide eBook

What's New

News Releases

The Twelve Days of Grift-mas: NASAA’s top 12 Investor Threats December 11, 2025
Don’t Let Fraud Steal Your Holiday Cheer! December 1, 2025
Utah Man Sentenced to 100 Months in Prison for Multi-Million Dollar Securities Fraud Scheme November 17, 2025
Utah Division of Securities and CFTC Secure Final Judgment Against Precious Metals Firm that Defrauded Elderly Adults October 17, 2025

View all News Releases

Investor Alerts

Are Your Investments Accounts Exposed to Crypto?

April 14,2023

Self-Directed IRAs and the Risk of Fraud

February 16,2023

View all Investor Alerts

Follow Us on Social Media

Contact Information & Hours

Hours:

8:00 A.M. to 5:00 P.M.
Monday - Friday

Phone:

801-530-6600

Fax:

801-530-6980

Email:

securities@utah.gov

Mailing Address:

Utah Division of Securities
PO Box 146760
Salt Lake City, UT 84114-6760

Physical Address:

Heber M. Wells Building
160 East 300 South. 2nd Floor
Salt Lake City, Utah 84111