News and Updates

• Navigating Securities Licensing in Utah: A Professional’s Guide October 1, 2025
• NEWS RELEASE: Belgian National Sentenced to Prison after Defrauding Investors in a $5M Ponzi Scheme September 19, 2025
• Investment Adviser Cybersecurity Update September 1, 2025
• Utah Division of Securities Modifies Fee Guidance for Investment Advisers August 21, 2025
• Utah Division of Securities Urges Congress to Protect States’ Anti-Fraud Enforcement Jurisdiction While Bringing Clarity to the Crypto Markets August 8, 2025
• NEWS RELEASE: Robert Cummings Appointed as New Director of the Utah Division of Securities July 14, 2025
• Utah Department of Commerce Reduces Filing Fees for Businesses and Investment Professionals June 15, 2022