ImageImage
  • Home
  • Sections
    • Corporate Finance
    • Industry Compliance
    • Investor Education
    • Enforcement
    • Licenses
    • Securities Library
  • Quick Links
    • Forms
    • Fees
    • Exemption Table
    • News Releases
    • File a Complaint
  • About
    • About Us
    • Contact List
    • Commission
    • Privacy
  • Search
  1. Home/
  2. Enforcement

Enforcement

Complaints

File a Complaint

File a Whistleblower Referral

Check Before Investing

Online Database

SEC Edgar Database

Utah Division of Corporations

Court Records - Utah / Federal

Utah Department of Financial Institutions

Utah Division of Real Estate

Verify a License or Find an Action

FINRA BrokerCheck

Online Database

Utah Insurance Department

Contact the Division

Tools and Resources

Enforcement FAQ

Utah Uniform Securities Act

Press Releases

  • Utah.gov Home
  • Utah.gov Terms of Use
  • Utah.gov Privacy Policy
  • Translate Utah.gov
  • Sitemap
Copyright © 2020 Utah Department of Commerce. All rights reserved.
  • Home
  • Sections
    • Corporate Finance
    • Industry Compliance
    • Investor Education
    • Enforcement
    • Licenses
    • Securities Library
  • Quick Links
    • Forms
    • Fees
    • Exemption Table
    • News Releases
    • File a Complaint
  • About
    • About Us
    • Contact List
    • Commission
    • Privacy
  • Search
The Utah Department of Commerce will be closed on Thursday, July 4, in observance of the Independence Day holiday. However, online services will remain available.
close-link
Powered by Convert Plus
The Utah Department of Commerce will be closed on Wednesday, July 24, in observance of the Pioneer Day holiday. However, online services will remain available.
close-link
Powered by Convert Plus
The Utah Department of Commerce will be closed on Monday, Sep 02, in observance of the Labor Day holiday. However, online services will remain available.
close-link
Powered by Convert Plus
The Utah Department of Commerce will be closed on Monday, Oct 14, in observance of the Columbus Day. However, online services will remain available.
close-link
Powered by Convert Plus
The Utah Department of Commerce will be closed on Monday, Feb 17, in observance of the President's Day. However, online services will remain available.
close-link
Powered by Convert Plus
The Utah Department of Commerce will be closed on Monday, May 26, in observance of Memorial Day. However, online services will remain available.
close-link
Powered by Convert Plus