Basic Definitions

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What is a Security?
Affinity Fraud
Annuities
Boiler Rooms
Crowdfunding
Equity Milling
Exchange Traded Funds (ETFs)
Forex & Commodity Trading
Free Lunch Seminars
Hedge Funds
Ponzi Schemes
Prime Bank & Offshore Investments
Promissory Notes
Real Estate
Senior Designations

Contact the Division with questions or concerns - 801-530-6600

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The Utah Department of Commerce will be closed on Thursday, July 4, in observance of the Independence Day holiday. However, online services will remain available.

The Utah Department of Commerce will be closed on Wednesday, July 24, in observance of the Pioneer Day holiday. However, online services will remain available.

The Utah Department of Commerce will be closed on Monday, Sep 02, in observance of the Labor Day holiday. However, online services will remain available.

The Utah Department of Commerce will be closed on Monday, Oct 14, in observance of the Columbus Day. However, online services will remain available.

The Utah Department of Commerce will be closed on Monday, Feb 17, in observance of the President's Day. However, online services will remain available.