Investor Education

Where Can I Get Help

Programs

File a Complaint

File a Whistleblower Referral

Information for Investors

Contact

Before You Invest

Check Out an Investment

Verify a License

Ask Questions

The Pre-Investment Checklist

About Investments & Industry Professionals

Basic Definitions

Cryptocurrency & ICOs

Client FAQ

Press Releases

Educational Resources

Media

Utah Investor Guide eBook

Guía para los Inversionistas de Utah

Alerts and Bulletins: FINRA ; SEC

Investor Glossary

SEC Investor.gov

Educational Outreach Event Request Form

Investor Alerts

Red Flags to Look for When Thinking about Investing