The Utah Division of Securities strongly encourages investors to fully research their investments – and those companies and individuals selling those investments – before purchase. Much of the fraud reported to the Division could be easily averted if investors took the time to ask questions beforehand. The Division seeks to provide investors with the tools and resources needed to conduct basic research the investment product, company, or individual an investor is considering.
Often times, researching an investment, company or individual may require some experienced guidance. While the Division cannot offer investment advice, we are happy to assist investors with tools and resources by which they can conduct their own research. In addition to the online resources provided, the Division also welcomes inquiries by telephone and email.