||For more information
|Proposed & Recently Enacted Rules
||call the Division at (801) 530-6600
- Currently, the Division has no proposed rules under consideration.
Recently Enacted Rules
- R164-2-2 – Custody Requirements for Investment Advisers.
- R164-4 – Licensing Requirements.
- R164-5 – Broker-Dealer and Investment Adviser Books and Records.
- R164-4-9 – Exemptions From Licensing Requirements for Investment Advisers Providing Advice to Certain Institutional Investors.