Homefor Investorsfor Industryheader2
submenu fillerAbout the DivisionPublic MeetingsHours & Contact InfoSecurities Commissionsubmenu filler
Hours & Contact Info For more information
  call the Division at (801) 530-6600
Staff Directory
 

Administration

Tom Brady, Division Director
Sabrina Afridi, Administrative Assistant
Sally Stewart, Receptionist

Compliance

Ken Barton, Manager of Compliance
Chip Lyons, Securities Analyst
Elliott Clark, Securities Examiner
Jeff Teichert, Securities Examiner
Tyler Huff, Securities Examiner
Brock Jackson, Securities Examiner
Curt Trickett, Securities Examiner

Enforcement

Dave R. Hermansen, Manager of Enforcement
Francswai Grayson,Securities Analyst
Liz Blaylock, Investigator
Sean Fuller, Investigator
Aaron Jaynes, Investigator
Haris Rozajac, Investigator
Tyler Hardman, Investigator

Registration & Licensing

Bryan Cowley, Manager of Registration & Licensing
Sheila Thomas, Securities Examiner
Nadene Adams, Office Specialist
Michele Black, Office Specialist
Nathan Summers, Securities Examiner
Andrew Stagg, Securities Examiner

Investor Education:

Dee Johnson, Manager of Investor Education
Karen McMullin, Investor Education Coordinator

Hours of Operation

The Utah Division of Securities hours of operation are as follows:

Monday – Friday from 8:00 am - 5:00 pm
Saturday – Sunday:  Closed

Address

Physical Address
    Utah Division of Securities
    160 East 300 South, 2nd Floor
    Salt Lake City, UT  84111
Mailing Address
    Utah Division of Securities
    PO Box 146760
    Salt Lake City, UT  84114-6760

Contacts

Main Telephone:  (801) 530-6600
Toll-Free in Utah  1-800-721-7233
Fax:  (801) 530-6980

E-Mail:  securities@utah.gov