September 20, 2009 - Daniel J. Merriman

September 16, 2009 - William Hammons

August 31, 2009 - Shawn H. Moore

August 20, 2009 -William Hammons - SL Tribune, St. George Spectrum

February 19, 2009 - Dwight E. Williams

July 21, 2008 - Donald J. Purser and Michael D. Ostler

July 2, 2008 - K.C. Ward Financial Website Fraud Alert

June 2, 2008 - Keith M. Woodwell Appointed Division Director

April 25, 2008 - WindRiver Capital, LLC Website Fraud Alert

April 1, 2008 - State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations

March 31, 2008 - Val E. Southwick

March 24, 2008 - Johnny Anthony Sanchez

March 18, 2008 - Dennis T. Wynn

March 11, 2008 - Linda Woolf, David Gengler, Hands On Capital, Inc. & Lashaico, Inc.

February 13, 2008 - Canrose Refining of Arizona, Inc. & Michael D. Ostler

• Order to Show Cause - October 11, 2007
• Notice of Entry of Default and Order - February 13, 2008

February 13, 2008 - Jerry Johnston Hodges

• Order to Show Cause - October 18, 2007
• Notice of Entry of Default and Order - February 13, 2008

February 8, 2008 - Chanse Carlson

• Order to Show Cause - December 28, 2007
• Stipulation and Consent Order - February 8, 2008

February 6, 2008 - Val E. Southwick

• Criminal Information - February 6, 2008
• Summons - February 6, 2008
• Investigation Summary - February 6, 2008
• SEC Complaint - February 6, 2008

February 4, 2008 - Antonius "Tony" M. Versteeg

• Order to Show Cause - June 6, 2007
• Stipulation and Consent Order - February 4, 2008

January 29, 2008 - Giles H. Florence

January 28, 2008 - Keith Richard Anderson

January 28, 2008 - Joshua Michael Poulson

January 25, 2008 - Pacific Aaron Guzman

January 24, 2008 - Robert Leroy Maready

January 15, 2008 - David Franklin Hull, Jr.

• Order to Show Cause - November 6, 2006
• Stipulation and Consent Order - January 15, 2008

January 7, 2008 - Warren Kyle Foote

January 2, 2008 - Howard and Toni Gurney

December 31, 2007 - Top Ten Investment Scams for 2008

December 20, 2007 - Douglas W. Merritt

December 17, 2007 - Cash Flow Gurus, Inc. & David Rhette Adlard

• Order to Show Cause - September 13, 2007
• Notice of Entry of Default and Order - December 17, 2007

December 17, 2007 - Kevin L. Warner, LLC

• Order to Show Cause - September 10, 2007
• Notice of Entry of Default and Order - December 17, 2007

December 4, 2007 - Paul Louis Bouchard

December 3, 2007 - R. Dean Udy

November 28, 2007 - Douglas K. Rawlinson

• Stipulation and Consent Order - November 27, 2007

November 27, 2007 - David C. Young

November 14, 2007 - Donald Wesley Dennett

November 9, 2007 - Robert M. Fain, Daron W. LeBlanc, and Antonius (Tony) M. Versteeg

November 8, 2007 - Scott Lamar Rhoads & Zacharia Lamar Rhoads

November 1, 2007 - Dennis T. Wynn

October 31, 2007 - Freedom Assets, LLC, Executive Assets, LLC, Kerry Pipkin & Laurie Ann Pipkin

• Order to Show Cause - November 14, 2007
• Stipulation and Consent Order - October 31, 2007

October 25, 2007 - David Rhette Adlard

October 23, 2007 - Kevin L. Warner, SCI Partners, LLC, Strategic Traders, LLC, Strategic Investors, LLC, Pro Traders Club, LLC and Go 2 Investments, LLC

• Order to Show Cause - September 10, 2007
• Notice of Entry of Default and Order - October 23, 2007

October 17, 2007 - Seniors Warned About "Free Lunch" Seminars

October 17, 2007 - Robert Leroy Maready

• Stipulation and Consent Order - October 17, 2007

October 16, 2007 - Kelly T. Scott & Retirement Advisors

• Petition To Revoke License Bar Licensee Suspend Licensee and Impose Fines - May 16, 2007
• Stipulation and Consent Order - October 16, 2007

October 15, 2007 - Michael D. Ostler

October 15, 2007 - Unlimited Cash, Inc., Wayne D. Flesher, Douglas Network Enterprises, & Nancy C. Khalial

• Order to Show Cause - March 21, 2006
• Notice of Entry of Default and Order - October 15, 2007

October 5, 2007 - Daron W. LeBlanc & Antonius (Tony) M. Versteeg

September 28, 2007 - Jason King Brent, Ice Nightclub, LLC & Investment Capitalists LLC

• Order to Show Cause - June 20, 2007
• Stipulation and Consent Order - September 28, 2007

September 25, 2007 - Diabetes Medical Development Corporation, Inc. & Michael Clarke

• Order to Show Cause - February 14, 2007
• Stipulation and Consent Order - September 25, 2007

September 21, 2007 - Ronald K. Bassett

September 20, 2007 - Kevin Larry Warner

September 18, 2007 - Glenn Allen Britt and The Cantamar, LLC

• Order to Show Cause - January 25, 2007
• Stipulation and Consent Order - September 18, 2007

September 17, 2007 - Warren Kyle Foote

• Order to Show Cause - August 9, 2007
• Notice of Entry of Default and Order - September 17, 2007

September 14, 2007 - Penny Financial, Inc., Perry Penny & Terry Penny

• Order to Show Cause - December 20, 2006
• Stipulation and Consent Order - September 14, 2007

September 12, 2007 - Robert Michael Fain and Real-Prints, Inc.

• Order to Show Cause - June 6, 2007
• Notice of Entry of Default and Order - September 12, 2007

September 10, 2007 - Harold Earl Bushman

August 31, 2007 - Robert Michael Fain

August 14, 2007 - Selamawit Asres, Frank Joseph Santoli & James Cicalese

August 2, 2007 - Corinne McNabb

August 2, 2007 - American Mortgage Alliance, Inc. & National Mortgage Alliance, LLC

• Order to Show Cause - June 6, 2007
• Notice of Entry of Default and Order - August 2, 2007

July 26, 2007 - Joseph Paul Ottis

July 19, 2007 - NevWest Corp., Brisam Corp. & Brian Arthur Kitts

• Order to Show Cause - July 16, 2007
• Criminal Information - July 19, 2007

July 10, 2007 - David C. Young

• Order to Show Cause - February 8, 2007
• Stipulation and Consent Order - July 9, 2007

July 3, 2007 - Harold Earl Bushman

• Emergency Order to Cease and Desist and Order to Show Cause - May 17, 2007
• Stipulation and Consent Order - July 3, 2007

June 26, 2007 - Steven B. Heinz

• Petition For Order Revoking or Suspending License and Imposing a Fine - April 26, 2006
• Stipulation and Consent Order - June 26, 2007

June 26, 2007 - Michael Robbins

• Petition For Orders Revoking Licenses & Barring or Censuring Licensees - April 5, 2002
• Stipulation and Consent Order - June 26, 2007

June 21, 2007 - Jeffery Lane Mowen

June 20, 2007 - J. D. Pulver

• Emergency Order to Cease and Desist and Order to Show Cause - August 21, 2006
• Notice of Entry of Default and Order - June 20, 2007

June 19, 2007 - Mauro E. Lobato

• Order to Show Cause - January 25, 2007
• Stipulation and Consent Order - June 19, 2007

June 13, 2007 - Sedona Oil and Gas Corporation, Kenneth W. Crumbley, Jr., Barry Spruiell, Ron Meyer, & John T. Crumbley

• Order to Show Cause - August 8, 2005
• Stipulation and Consent Order - June 13, 2007

June 13, 2007 - Samuel Duane Aston & Scot Stobbe

June 7, 2007 - Jamis M. Johnson

June 1, 2007 - World Group Securities

• Petition to Revoke License, Bar Licensee, Suspend Licensee and Impose Fines - October 13, 2006
• Stipulation and Consent Order - June 1, 2007

May 31, 2007 - Kristine Mylonakis

May 22, 2007 - Janelle Moore Garner

May 21, 2007 - A. Paul Schwenke

May 18, 2007 - Cyberhand Robotics Corp. & David Watson

• Emergency Order to Cease and Desist and Order to Show Cause - February 28, 2007
• Notice of Entry of Default and Order - May 18, 2007

May 14, 2007 - Glenn Allen Britt

May 10, 2007 - Robert M. Fain, Daron W. LeBlanc & Antonius (Tony) M. Versteeg

• Criminal Information - May 10, 2007

May 9, 2007 - Jeffrey Lane Mowen

May 7, 2007 - Foreign Exchange Currency Fraud

May 1, 2007 - Dale Allen Jones

April 24, 2007 - Theodore L. Hansen & Charles W. Hanna

April 17, 2007 - Daniel D. Debenham

April 17, 2007 - Lamar N. Jensen and Lawrence W. Jenkins

April 16 - John F. Hosechouer & Andrew J. Moleff

• Petition to Revoke License, Bar Licensee, Suspend Licensee and Impose Fines - October 13, 2006
• Stipulation and Consent Order as to Andrew J. Moleff - April 16, 2007
• Stipulation and Consent Order as to John F. Hoschouer - April 16, 2007

April 16 - XCU Capital Corporation, Inc.

• Stipulation and Consent Order - April 16, 2007

April 13, 2007 - Johnny Anthony Sanchez

April 11, 2007 - Novus Technologies, LLC, Ralph W. Thompson, Jr., Duane C. Johnson, RCH2, LLC, Robert Casey Hall, and Eric J. Wheeler

April 4, 2007 - Progenitor Cell Therapy, LLC & Elizabeth C. Cockrell

• Stipulation and Consent Order - April 4, 2007

April 3, 2007 - Jory C. Allen, Frank J. Gillen & Chad D. Wright

April 3, 2007 - Clifton Curtis Sneed and Sneed Financial Service, LLC

• Order to Show Cause - April 3, 2006
• Stipulation and Consent Order - April 3, 2007

April 3, 2007 - Tim Haskin

• Emergency Order to Cease and Desist and Order to Show Cause - August 21, 2006
• Notice of Entry of Default and Order - April 3, 2007

April 3, 2007 - Greenmill Services, Inc.

• Order to Show Cause - February 2, 2007
• Notice of Entry of Default and Order - April 3, 2007

March 30, 2007 - Clifton Curtis Sneed

March 30, 2007 - Gary W. Teran and Carl A. Page

• Petition to Revoke Licenses, Bar Licensees, and Impose a Fine - February 16, 2007
• Stipulation and Consent Order - March 30, 2007

March 26, 2007 - Kerry R. Smith

March 22, 2007 - Michael S. Hurst

• Order to Show Cause - February 10, 2006
• Stipulation and Consent Order - March 22, 2007

March 21, 2006 - David A. Russon and Brian G. Kasteler

• Petition to Revoke Licenses, Bar Licensees, and Impose a Fine - February 16, 2007
• Stipulation and Consent Order - March 21, 2007

March 16, 2007 - Rym Technology Holdings, LLC & Felix Daniel

• Order to Show Cause - December 21, 2006
• Notice of Entry of Default and Order - March 16, 2007

March 14, 2007 - Mountain America Federal Credit Union, Mountain America Financial Services, & Mountain America Investment Services

• Stipulation and Consent Order - March 14, 2007

March 8, 2007 - Dale Jones

February 22, 2007 - Dennis T. Wynn

• Grand Jury Indictment - February 21, 2007

February 21, 2007 - Kerry D. Pipkin & Laurie Ann Pipkin

February 16, 2007 - Clifton Curtis Sneed

February 15, 2007 - Kevin Lawrence Wright

February 14, 2007 - Equity Source, LLC & Robert L. Harrington

• Stipulation and Consent Order- February 14, 2007

February 12, 2007 - Daniel D. Debenham

February 5, 2007 - Douglas Wayne Merritt

February 5, 2007 - Hydro-Clean Fuel Systems, Inc, Ensentech, Inc, Gary L. Davis & Gary G. Scott

• Order to Show Cause - September 1, 2005
• Stipulation and Consent Order - February 5, 2007

February 2, 2007 - Kerry Rex Smith

February 1, 2007 - David Franklin Hull, Jr.

• Order to Show Cause - November 6, 2006
• Notice of Entry of Default and Order - February 1, 2007

January 19, 2007 - Denise Sullivan

• Emergency Order to Cease and Desist and Order to Show Cause - August 21, 2006
• Notice of Entry of Default and Order - January 19, 2007

January 9, 2007 - Phillip T. Jessee

January 3, 2007 - Larry Michael Rasmussen

December 28, 2006 - Top 10 Investment Scams for 2007

December 21, 2006 - Michael Larry Rasmussen

• Order to Show Cause - October 11, 2006
• Notice of Entry of Default and Order - December 21, 2006

December 20, 2006 - Robert L. Kime

December 19, 2006 - Michael P. Meservy

December 15, 2006 - Douglas Merritt

December 7, 2006 - City Lips Cosmentics, LLC, City Lips Marketing, LLC, Jory C. Allen & Chad D. Wright

• Order to Show Cause - September 13, 2006
• Notice of Entry of Default and Order - December 7, 2006

November 29, 2006 - Bruce W. Anderson

November 21, 2006 - Kerry D. Pipkin & Laurie Ann Pipkin

November 9, 2006 - Dennis T. Wynn, DFTF Financial Group & Arizona Cyber Auto

• Order to Show Cause - September 8, 2006
• Notice of Entry of Default and Order - November 9, 2006

November 7, 2006 - Bradley R. Keyser

November 1, 2006 - Blacksmith Management Group & Bennie Smith, Jr.

• Order to Show Cause - August 4, 2006
• Notice of Entry of Default and Order - November 1, 2006

November 1, 2006 - Virgil Smock & E&V Investments, Inc.

• Order to Show Cause - October 3, 2005
• Notice of Entry of Default and Order - November 1, 2006

October 18, 2006 - Bennie Smith

October 17, 2006 - Dennis T. Wynn

• Criminal Filing - October 12, 2006

October 16, 2006 - Raymond James Financial Services, Inc.

• Petition for Order Revoking License and/or Barring Licensee and for Order of Censure, Suspension of License and Imposition of a Fine - September 20, 2005
• Stipulation and Consent Order - October 16, 2006

October 16, 2006 - D.E. Wine Investments, Inc. & Duncan E. Wine

• Stipulation and Consent Order - October 16, 2006

October 16, 2006 - Marvin Smith

• Petition for Order Suspending License and Imposing a Fine - May 4, 2006
• Stipulation and Consent Order - October 16, 2006

October 13, 2006 - William Ray Clemons

October 4, 2006 - Richard Frank Dambakly

October 4, 2006 - Golden Age Marketing and Management Associates and Lyle Brent Dahle

• Order to Show Cause - May 4, 2006
• Notice of Entry of Default and Order - October 4, 2006

October 4, 2006 - Flavor Brands, Inc

• Emergency Order to Cease and Desist and Order to Show Cause - August 23, 2006
• Notice of Entry of Default and Order - October 4, 2006

October 4, 2006 - Robert Quinton Cook

• Stipulation and Consent Order - October 4, 2006

September 26, 2006 - Glen Allen Britt

September 22, 2006 - Thomas Mitchell Johnson

• Order to Show Cause - June 26, 2006
• Notice of Entry of Default and Order - September 22, 2006

September 6, 2006 - Jared William DeWitt & DeWitt Investments, Inc.

• Stipulation and Consent Order - September 6, 2006

September 6, 2006 - Jeffrey Lane Mowen

• Order to Show Cause - June 29, 2006
• Notice of Entry of Default and Order - September 6, 2006

September 5, 2006 - GEO Securities

• Order to Cancel License - September 5, 2006

September 1, 2006 - Karon C. Cook

• Petition For Order Revoking License and/or Barring Licensee and for Order of Censure, Suspension of License and Imposition of Fine - September 20, 2005
• Stipulation and Consent Order - September 1, 2006

September 1, 2006 - Richard E. Haskell

• Petition To Revoke License, Bar Licensee and Impose a Fine and Notice of Agency Action - February 7, 2006
• Stipulation and Consent Order - September 1, 2006

August 29, 2006 - Oscar W. Mink

August 16, 2006 - Richard M. Benton

• Petition for Order of Censure, Suspension of License and Imposition of Fine - May 20, 2005
• Stipulation and Consent Order - August 16, 2006

August 16, 2006 - Wachovia Capital Markets, LLC

• Consent Order - August 16, 2006

August 15, 2006 - CommuniCom Direct, Inc.

• Order to Show Cause - December 7, 2005
• Notice of Entry of Default and Order - August 15, 2006

August 15, 2006 - Video Projects, Inc.

• Order to Show Cause - May 3, 2006
• Notice of Entry of Default and Order - August 15, 2006

August 15, 2006 - Peak Funding, Inc. & Leland Wheeler

• Order to Show Cause - May 19, 2006
• Notice of Entry of Default and Order - August 16, 2006

August 14, 2006 - Bruce A. Hill

• Stipulation and Consent Order - August 14, 2006

August 11, 2006 - State Agrees to Preliminary Injunction

• Securities Industry Association Complaint - July 28, 2006
• Stipulated Motion for Preliminary Injunction - August 11, 2006
• Preliminary Injunction Enjoining Implementation, Enforcement and Effectiveness of Utah Senate Bill No. 3004 - August 11, 2006

August 8, 2006 - Jordan N. Tenney

• Order to Show Cause - December 7, 2005
• Stipulation and Consent Order - August 8, 2006

August 3, 2006 - Walnut Street Securities, Richard W. Mack & Carole Turner

July 25, 2006 - Thomas Mitchell Johnson

July 25, 2006 - Janelle Moore Garner

July 17, 2006 - Jennifer Robyn Burkinshaw & Travis J. Arnovick

• Arnovick Stipulation and Consent Order - July 17, 2006

July 17, 2006 - Windemere Capital, LLC

• Stipulation and Consent Order - July 17, 2006

July 7, 2006 - Douglas E. Gish & Justice Lynn Gish

July 5, 2006 - Wachovia Capital Markets, LLC

June 27, 2006 - Christopher Harris

June 20, 2006 - Zell Lou Mills

• Stipulation and Consent Order - June 20, 2006

June 16, 2006 - William Ray Clemons

• Order to Show Cause - October 21, 2005
• Stipulation and Consent Order - June 16, 2006

June 13, 2006 - Scott Rhoads & Zacharia Rhoads

June 7, 2006 - Robert H. Caldwell

• Order to Show Cause - May 3, 2006
• Stipulation and Consent Order - June 7, 2006

May 17, 2006 - Douglas K. Nelson

• Order to Show Cause - July 9, 2002
• Stipulation and Consent Order - May 17, 2006

May 12, 2006 - William E. Ferguson

May 11, 2006 - Daniel D. Debenham

May 9, 2006 - Michael Brockbank Snow

April 19, 2006 - Kevin L. Wright

• Order to Show Cause - February 10, 2006
• Default Order - April 19, 2006

April 18, 2006 - American-Dairy.com, Inc. & A. Paul Schwenke

• Order to Show Cause - February 28, 2006
• Default Order - April 18, 2006

April 17, 2006 - Todd A. Davis

• Petition for Orders Revoking, Censuring, Suspending, or Barring Licenses - July 5, 2000
• Stipulation and Consent Order - April 17, 2006

April 17, 2006 - Adam H. Rucksdeschel

• Petition for Orders Revoking Licenses, Barring Licenses and Imposing a Fine - Sept.10, 2002
• Stipulation and Consent Order - April 17, 2006

April 17, 2006 - Henry S. Brock

• Petition for Order Suspending or Revoking License, Barring and/or Censuring Licensee and Imposing a Fine - March 13, 2003
• Stipulation and Consent Order - April 17, 2006

April 10, 2006 - Kenneth William Webb

April 3, 2006 - Clifton Curtis Sneed, Jr.

March 30, 2006 - Stephen H. Poulter and Boston Financial, LLC

• Emergency Order to Cease and Desist and Order to Show Cause - March 14, 2005
• Stipulation and Consent Order - March 30, 2006

March 22, 2006 - Dale Allen Jones

• Order to Show Cause - May 20, 2005
• Stipulation and Consent Order - March 22, 2006

March 13, 2006 - Zell Lou Mills

March 2, 2006 - William Ray Clemons

February 28, 2006 - Bryan L. Pendleton

• Petition For Order Revoking License and/or Barring Licensee - August 10, 2005
• Stipulation and Consent Order - February 28, 2005

February 27, 2006 - Bryan L. Pendleton

February 24, 2006 - David A. Settle

• Petition to Bar Licensee - October 3, 2005
• Stipulation and Consent Order - February 24, 2006

February 17, 2006 - Round Hill Securities

• Petition for Order of Censure, Suspension of License, and Imposition of Fine - May 20, 2005
• Stipulation and Consent Order - February 17, 2005

February 10, 2006 - Precision Management Associates LLC, GBC Management LLC,
Lance Garvin and Micah Brooks

• Stipulation and Consent Order - February 10, 2006

February 10, 2006 - Anthony Gonzales

• Order to Show Cause - April 11, 2002
• Stipulation and Consent Order - February 10, 2006

February 10, 2006 - James Melvin Hardman

• Order to Show Cause - May 20, 2005
• Stipulation and Consent Order - February 10, 2006

February 6, 2006 - Michael A. Espinoza

February 1, 2006 - James Brent Haymond

January 5, 2006 - Peter Polschak & Qorusoft, Inc.

• Order to Show Cause - September 21, 2005
• Default Order - January 5, 2006

January 1, 2006 - Top Ten Investment Scams

December 28, 2005 - Janelle Moore Garner

December 21, 2005 - Ronald Dean Udy

December 16, 2005 - William Charles Miller

December 16, 2005 - John Boyd Tenney

• Emergency Order to Cease and Desist - July 17, 2002
• Stipulation and Consent Order - December 16, 2005

December 14, 2005 - Richard K. Zollinger

• Stipulation and Consent Order - December 14, 2005

December 14, 2005 - James Melvin Hardman

December 12, 2005 - Michael B. Scharbach

December 12, 2005-National Association Warns About Increasing Scams Using Sr. Credentials Title

December 9, 2005 - Angelo Degenhardt

December 7, 2005 - Access Financial Group, Inc.

• Petition for Orders Revoking, Censuring, Suspending or Barring Licenses - July 5, 2000
• Stipulation and Consent Order - December 7, 2005

December 7, 2005 - Donald Wesley Dennett

• Order To Show Cause - December 15, 2003
• Stipulation and Consent Order - December 7, 2005

November 25, 2005 - Roy A. Clarkston & Masada Capital Limited

• Order to Show Cause - October 3, 2005
• Stipulation and Consent Order - November 25, 2005

November 21, 2005 - Val Dee Christoffersen

November 16, 2005 - James Brent Haymond

June 28, 2005 - Kristine Mylonakis