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Hours & Contact Info For more information
  call the Division at (801) 530-6600
Staff Directory
 

Administration:

Keith Woodwell, Director
LeeAnn Clark, Executive Secretary
Sally Stewart, Receptionist

Registration & Licensing:

Benjamin N. Johnson, Director of Registration & Licensing
Sheila Thomas, Securities Examiner
Nadene Adams, Administrative Assistant
Michele Black, Administrative Assistant
Nathan Summers, Securities Examiner

Enforcement:

Dave R. Hermansen, Director of Enforcement

Andreo Micic, Analyst

John Bickmore, Investigator

Vacant, Investigator
Mandy Krueger, Investigator
Liz Blaylock, Investigator

Compliance:

Ken Barton, Director of Compliance
Chip Lyons, Analyst
Heidie George, Securities Examiner
Russ Bulloch, Securities Examiner
Bryan Cowley, Securities Examiner
Jason Sterzer
, Securities Examiner
Francswai A. Davis, Securities Examiner

Investor Education:

Dee Johnson, Director of Investor Education
Karen McMullin, Investor Education Coordinator

 

Hours of Operation

The Utah Division of Securities hours of operation are as follows:

Monday – Friday from 8:00 am - 5:00 pm
Saturday – Sunday:  Closed

Address

Physical Address
    Utah Division of Securities
    160 East 300 South, 2nd Floor
    Salt Lake City, UT  84111

Mailing Address
    Utah Division of Securities
    PO Box 146760
    Salt Lake City, UT  84114-6760

Contacts

Main Telephone:  (801) 530-6600
Toll-Free in Utah  1-800-721-7233
Fax:  (801) 530-6980

E-Mail:  securities@utah.gov